Chapter 1. Historical Setting: Early History to 1917
EACH OF THE MANY NATIONALITIES of Russia has a separate history and complex origins. The historical origins of the Russian state, however, are chiefly those of the East Slavs, the ethnic group that evolved into the Russian, Ukrainian, and Belorussian peoples. The major pre-Soviet states of the East Slavs were, in chronological order, medieval Kievan Rus', Muscovy, and the Russian Empire. Three other states--Poland, Lithuania, and the Mongol Empire--also played crucial roles in the historical development of Russia.
The first East Slavic state, Kievan Rus', emerged along the Dnepr River valley, where it controlled the trade route between Scandinavia and the Byzantine Empire. Kievan Rus' adopted Christianity from the Byzantine Empire in the tenth century, beginning the synthesis of Byzantine and Slavic cultures that defined Russian culture for the next thousand years. Kievan Rus' ultimately disintegrated as a state because of the armed struggles among members of the princely family that collectively possessed it. Conquest by the Mongols in the thirteenth century was the final blow in this disintegration; subsequently, a number of states claimed to be the heirs to the civilization and dominant position of Kievan Rus'. One of those states, Muscovy, was a predominantly Russian territory located at the far northern edge of the former cultural center. Muscovy gradually came to dominate neighboring territories, forming the basis for the future Russian Empire.
Muscovy had significant impact on the civilizations that followed, and they adopted many of its characteristics, including the subordination of the individual to the state. This idea of the dominant state derived from the Slavic, Mongol, and Byzantine heritage of Muscovy, and it later emerged in the unlimited power of the tsar. Both individuals and institutions, even the Russian Orthodox Church, were subordinate to the state as it was represented in the person of the autocrat.
A second characteristic of Russian history has been continual territorial expansion. Beginning with Muscovy's efforts to consolidate Russian territory as Tatar control waned in the fifteenth century, expansion soon went beyond ethnically Russian areas; by the eighteenth century, the principality of Muscovy had become the huge Russian Empire, stretching from Poland eastward to the Pacific Ocean. Size and military might made Russia a major power, but its acquisition of large territories inhabited by non-Russian peoples began an enduring pattern of nationality problems.
Expansion westward sharpened Russia's awareness of its backwardness and shattered the isolation in which the initial stages of expansion had taken place. Muscovy was able to develop at its own pace, but the Russian Empire was forced to adopt Western technology to compete militarily in Europe. Under this exigency, Peter the Great (r. 1682-1725) and subsequent rulers attempted to modernize the country. Most such efforts struggled with indifferent success to raise Russia to European levels of technology and productivity. The technology that Russia adopted brought with it Western cultural and intellectual currents that changed the direction in which Russian culture developed. As Western influence continued, native and foreign cultural values began a competition that survives in vigorous form in the 1990s. The nature of Russia's relationship with the West became an enduring obsession of Russian intellectuals.
Russia's defeat in the Crimean War (1853-56) triggered another attempt at modernization, including the emancipation of the peasants who had been bound to the land in the system of serfdom. Despite major reforms enacted in the 1860s, however, agriculture remained inefficient, industrialization proceeded slowly, and new social problems emerged. In addition to masses of peasants seeking land to till, a new class of industrial workers--the proletariat--and a small but influential group of middle-class professionals were dissatisfied with their positions. The non-Russian populations resented periodic official Russification campaigns and struggled for autonomy. Successive regimes of the nineteenth century responded to such pressures with a combination of halfhearted reform and repression, but no tsar was willing to cede autocratic rule or share power. Gradually, the monarch and the state system that surrounded him became isolated from the rest of society. In the last decades of the nineteenth century, some intellectuals became more radical, and groups of professional revolutionaries emerged.
In spite of its internal problems, Russia continued to play a major role in international politics. However, unexpected defeat in the Russo-Japanese War of 1904-05 sparked a revolution in 1905. At that stage, professionals, workers, peasants, minority ethnic groups, and soldiers demanded fundamental reforms. Reluctantly, Nicholas II responded to the first of Russia's revolutions by granting a limited constitution, but he increasingly circumvented its democratic clauses, and autocracy again took command in the last decade of the tsarist state. World War I found Russia unready for combat but full of patriotic zeal. However, as the government proved incompetent and conditions worsened, war weariness and revolutionary pressures increased, and the defenders of the autocracy grew fewer.